-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, rJLjnL8kTLbganGOSdxibMk8H7gYpJeBRZSJlFypJWjINYxnzD//95i1ojqOIBpX XjUTWVkitOtoZTqQ/KLB/g== 0000903423-94-000003.txt : 19940215 0000903423-94-000003.hdr.sgml : 19940215 ACCESSION NUMBER: 0000903423-94-000003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF NEW YORK CO INC CENTRAL INDEX KEY: 0000009626 STANDARD INDUSTRIAL CLASSIFICATION: 6022 IRS NUMBER: 132614959 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 34 SEC FILE NUMBER: 005-32647 FILM NUMBER: 94507553 BUSINESS ADDRESS: STREET 1: 48 WALL ST 15TH FL CITY: NEW YORK STATE: NY ZIP: 10296 BUSINESS PHONE: 2124951784 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SALOMON INC CENTRAL INDEX KEY: 0000200245 STANDARD INDUSTRIAL CLASSIFICATION: 6200 IRS NUMBER: 221660266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: SEVEN WORLD TRADE CNTR STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2127837000 FORMER COMPANY: FORMER CONFORMED NAME: PHIBRO CORP DATE OF NAME CHANGE: 19820526 FORMER COMPANY: FORMER CONFORMED NAME: ENGELHARD MINERALS & CHEMICALS CORP DATE OF NAME CHANGE: 19811104 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* ___________ The Bank of New York Company, Inc. ___________________________________________________________________________ (Name of Issuer) Convertible Preferred Stock, no par value ___________________________________________________________________________ (Title of Class of Securities) 064057706 ____________________ (CUSIP Number) Check the following box if a fee is being paid with this statement ( ). (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 064057706 13G Page 2 of 6 Pages ________________________________________________________________________ | 1 |NAME OF REPORTING PERSON | | |S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | | | | Salomon Inc | | | 22-1660266 | |___|____________________________________________________________________| | 2 |CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | | | | | | (a) ( ) | | | | | | (b) ( x ) | |___|____________________________________________________________________| | 3 |SEC USE ONLY | | | | | | | | | | | | | |___|____________________________________________________________________| | 4 |CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | Delaware | |___|____________________________________________________________________| | | 5 |SOLE VOTING POWER | | | | | | NUMBER OF | | -- | | SHARES |___|______________________________________________________| |BENEFICIALLY | 6 |SHARED VOTING POWER | | OWNED BY | | | | EACH | | -- | | REPORTING |___|______________________________________________________| | PERSON | 7 |SOLE DISPOSITIVE POWER | | WITH | | | | | | -- | | |___|______________________________________________________| | | 8 |SHARED DISPOSITIVE POWER | | | | | | | | -- | |_____________|___|______________________________________________________| | 9 |AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | -- | | | | |___|____________________________________________________________________| |10 |CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | |SHARES* | | | | | | | |___|____________________________________________________________________| |11 |PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | | | | 0.0% | |___|____________________________________________________________________| |12 |TYPE OF REPORTING PERSON* | | | | | | HC,CO | |___|____________________________________________________________________| *SEE INSTRUCTION BEFORE FILLING OUT! Item 1(a). Name of Issuer: The Bank of New York Company, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 48 Wall Street New York, New York 10286 Item 2(a). Name of Person Filing: Salomon Inc Item 2(b). Address of Principal Business Office or, if none, Residence: Seven World Trade Center New York, New York 10048 Item 2(c). Citizenship or Place of Organization: Delaware Item 2(d). Title of Class of Securities: Cumulative Convertible Preferred Stock, no par value Item 2(e). CUSIP Number: 064057706 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Act; (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act; (d) [ ] Investment Company registered under Section 8 of the Investment Company Act; (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940; Page 3 of 6 Pages (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F); (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H). Item 4. Ownership (a) Amount Beneficially Owned as of December 31, 1993: 0 shares. (b) Percent of Class: 0.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -- (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: -- (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Page 4 of 6 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Salomon Inc is filing this amendment to its Statement on Schedule 13G pursuant to Rule 13d- 1(b)(1)(ii)(G) and Rule 13d-2(b) under the Securities Exchange Act of 1934, as amended. See Exhibit 1. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 10, 1994 SALOMON INC By /s/ John G. Macfarlane, III Name: John G. Macfarlane, III Title: Treasurer Page 5 of 6 Pages EXHIBIT 1 Salomon Brothers Inc ("SBI"), a broker-dealer registered under Section 15 of the Securities Exchange Act of 1934, as amended (the "1934 Act"), is a Delaware corporation that is a wholly owned subsidiary of Salomon Brothers Holding Company Inc ("SBHC"), which in turn is a Delaware corporation that is a wholly owned subsidiary of Salomon Inc. The principal places of business of SBI and SBHC are located at Seven World Trade Center, New York, New York 10048. Salomon Inc is filing this amendment to its Statement on Schedule 13G pursuant to Rule 13d-1(b)(1)(ii)(G) and Rule 13d-2(b) under the 1934 Act as a "parent holding company" of SBI in order to report the fact that at February 28, 1993 SBI ceased to be the direct beneficial owner and Salomon Inc and SBHC ceased to be the indirect beneficial owners of more than five percent of the outstanding shares of the Convertible Preferred Stock, no par value, of The Bank of New York Company, Inc. Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----